| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | 證券交易 | 2025-10-28 | - |
| Rep | 就證券提供意見 | 2020-11-03 | 2025-05-30 | |
| Rep | 證券交易 | 2020-11-03 | 2025-10-28 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2007-10-24 | 2009-03-26 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-10-24 | 2009-03-26 |