| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BCT Financial Limited | Rep | 證券交易 | 2020-07-08 | 2021-07-25 |
| Rep | 就證券提供意見 | 2020-06-04 | 2021-07-25 | |
| FE Advisory Asia Limited | RO | 就證券提供意見 | 2015-03-31 | 2019-12-09 |
| BCT Financial Limited | Rep | 就證券提供意見 | 2011-11-04 | 2014-06-30 |
| Rep | 證券交易 | 2011-11-04 | 2014-06-30 | |
| Lion Global Financial Limited | Rep | 證券交易 | 2009-03-02 | 2010-11-14 |
| Rep | 就證券提供意見 | 2007-11-05 | 2010-11-14 | |
| Rep | 提供資產管理 | 2007-11-05 | 2010-11-14 |