| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yaw Kai Financial Group Limited | RO | 就證券提供意見 | 2026-05-22 | - |
| RO | 提供資產管理 | 2026-05-22 | - | |
| RO | 證券交易 | 2026-05-22 | - | |
| Rep | 提供資產管理 | 2020-12-01 | 2026-05-22 | |
| Rep | 就證券提供意見 | 2019-04-23 | 2026-05-22 | |
| Rep | 證券交易 | 2019-04-23 | 2026-05-22 | |
| OKACHI (HONG KONG) COMPANY LIMITED | Rep | 期貨合約交易 | 2007-12-21 | 2010-01-31 |
| OKACHI INVESTMENTS (HK) COMPANY LIMITED | Rep | 證券交易 | 2007-12-21 | 2010-01-31 |