| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2020-11-30 | 2021-08-26 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2016-03-16 | 2017-12-01 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2013-12-12 | 2015-12-01 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 證券交易 | 2012-07-30 | 2013-05-22 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 證券交易 | 2012-07-30 | 2013-12-04 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2008-07-11 | 2010-01-01 |
| Rep | 證券交易 | 2008-03-19 | 2010-01-01 | |
| PEGASUS FUND MANAGERS LIMITED | Rep | 就證券提供意見 | 2007-12-03 | 2008-02-29 |