| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| StoneX Financial (HK) Limited | RO | 證券交易 | 2023-03-24 | - |
| RO | 期貨合約交易 | 2014-07-03 | - | |
| Great Lakes Hong Kong Limited | RO | 期貨合約交易 | 2011-09-26 | 2012-04-30 |
| Rep | 期貨合約交易 | 2010-05-11 | 2011-09-26 | |
| SG Asset Finance (Hong Kong) Limited | Rep | 期貨合約交易 | 2008-10-13 | 2009-10-17 |
| Rep | 證券交易 | 2008-10-13 | 2009-10-17 | |
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2008-03-17 | 2009-10-17 |
| Newedge Broker Limited | Rep | 提供自動化交易服務 | 2007-12-06 | 2009-07-31 |
| Rep | 期貨合約交易 | 2007-12-06 | 2009-07-31 | |
| Rep | 證券交易 | 2007-12-06 | 2009-07-31 |