| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2017-08-01 | 2025-11-07 |
| Leonteq Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2016-02-12 | 2017-06-19 |
| Rep | 證券交易 | 2016-02-12 | 2017-06-19 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 證券交易 | 2007-11-15 | 2011-08-17 |