| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | 期貨合約交易 | 2008-11-12 | 2011-01-28 |
| Rep | 證券交易 | 2008-11-12 | 2011-01-28 | |
| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-07-11 | 2008-10-13 |
| Rep | 證券交易 | 2008-07-11 | 2008-10-13 | |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2007-11-20 | 2007-12-04 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-11-20 | 2007-12-04 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2007-11-20 | 2007-12-04 |