| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ISP Financial Services (Hong Kong) Limited | Rep | 就證券提供意見 | 2021-07-08 | 2022-10-21 |
| Rep | 證券交易 | 2021-06-10 | 2022-10-21 | |
| BGC SECURITIES (HONG KONG) LLC | Rep | 證券交易 | 2020-11-19 | 2021-05-07 |
| De Riva Asia Limited | Rep | 期貨合約交易 | 2013-09-27 | 2016-02-12 |
| Rep | 證券交易 | 2013-09-27 | 2016-02-12 | |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-05-07 | 2010-11-19 |
| Rep | 證券交易 | 2010-05-07 | 2010-11-19 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2007-11-21 | 2009-10-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2007-11-21 | 2009-10-20 |