| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2008-05-06 | 2008-10-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-05-06 | 2008-10-01 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2008-01-18 | 2008-04-21 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期貨合約交易 | 2008-01-18 | 2008-04-21 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2007-12-03 | 2008-01-15 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2007-12-03 | 2008-01-15 |