| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | 期貨合約交易 | 2012-01-11 | 2012-06-15 |
| Rep | 證券交易 | 2012-01-11 | 2012-06-15 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2008-11-06 | 2010-03-05 |
| Rep | 期貨合約交易 | 2008-11-06 | 2010-03-05 | |
| Rep | 證券交易 | 2007-12-05 | 2010-03-05 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2007-12-05 | 2008-11-24 |
| Rep | 期貨合約交易 | 2007-12-05 | 2008-11-24 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2007-12-05 | 2010-03-05 |