| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED (TRADING AS FIDELITY INVESTMENTS) | RO | 期貨合約交易 | 2020-03-09 | - |
| Rep | 證券交易 | 2013-03-15 | - | |
| Rep | 提供資產管理 | 2012-12-03 | - | |
| SFM HK MANAGEMENT LIMITED | Rep | 提供資產管理 | 2011-01-25 | 2012-09-30 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-08-20 | 2010-11-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2007-12-10 | 2010-11-01 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2007-12-10 | 2010-11-01 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-12-10 | 2010-08-20 |
已採集記錄中暫無金管局登記。