| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Success Futures and Foreign Exchange Limited | Rep | 期貨合約交易 | 2009-06-09 | 2010-07-01 |
| Success Securities Limited | Rep | 證券交易 | 2009-06-09 | 2010-09-22 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2008-01-02 | 2008-10-21 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-01-02 | 2008-10-21 |