| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SAMSUNG SECURITIES (ASIA) LIMITED | RO | 證券交易 | 2016-08-09 | 2019-01-04 |
| Rep | 就證券提供意見 | 2014-09-19 | 2019-01-04 | |
| Rep | 證券交易 | 2014-06-26 | 2016-08-09 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2007-12-12 | 2008-11-21 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2007-12-12 | 2008-11-21 |