| UNITED ZONE INVESTMENT LIMITED | RO | 就證券提供意見 | 2018-12-04 | 2021-11-03 |
| RO | 提供資產管理 | 2018-12-04 | 2021-11-03 |
| RO | 期貨合約交易 | 2018-12-04 | 2021-11-03 |
| RO | 證券交易 | 2018-12-04 | 2021-11-03 |
| Rep | 提供資產管理 | 2018-10-25 | 2018-12-04 |
| Rep | 期貨合約交易 | 2018-10-25 | 2018-12-04 |
| Rep | 證券交易 | 2018-10-25 | 2018-12-04 |
| Hao Tian International Futures Limited | RO | 期貨合約交易 | 2018-01-05 | 2018-07-11 |
| Hao Tian International Securities Limited | Rep | 證券交易 | 2017-09-14 | 2018-07-11 |
| Hao Tian Asset Management Limited | Rep | 提供資產管理 | 2017-04-13 | 2018-07-11 |
| Hao Tian International Futures Limited | Rep | 期貨合約交易 | 2017-03-20 | 2018-01-05 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2016-08-31 | 2017-03-03 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-08-31 | 2017-03-03 |
| Changjiang Futures (HK) Limited | Rep | 就期貨合約提供意見 | 2015-10-29 | 2016-07-30 |
| Rep | 期貨合約交易 | 2015-10-29 | 2016-07-30 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 期貨合約交易 | 2011-04-29 | 2011-07-08 |
| Rep | 證券交易 | 2011-03-16 | 2011-07-08 |
| JINRUI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-07-16 | 2011-02-11 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2008-03-20 | 2008-07-05 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-03-14 | 2008-07-05 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2007-12-13 | 2008-01-14 |