| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | 期貨合約交易 | 2026-10-22 | - |
| Rep | 證券交易 | 2026-10-22 | - | |
| Rep | 槓桿式外匯交易 | 2026-10-22 | - | |
| SMBC Capital Markets (Asia) Limited | RO | 期貨合約交易 | 2022-01-19 | 2026-03-02 |
| RO | 證券交易 | 2022-01-19 | 2026-03-02 | |
| Rep | 期貨合約交易 | 2021-10-08 | 2022-01-19 | |
| Rep | 證券交易 | 2021-10-08 | 2022-01-19 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 證券交易 | 2007-12-17 | 2008-03-16 |
已採集記錄中暫無金管局登記。