| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citadel Asia Limited | Rep | 提供資產管理 | 2009-06-09 | 2010-10-29 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2008-11-07 | 2009-05-18 |
| Rep | 期貨合約交易 | 2008-11-07 | 2009-05-18 | |
| Rep | 證券交易 | 2007-12-14 | 2009-05-18 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2007-12-14 | 2008-11-24 |
| Rep | 期貨合約交易 | 2007-12-14 | 2008-11-24 |