| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Global Markets Limited | RO | 證券交易 | 2026-07-17 | - |
| CMB International Securities Limited | RO | 證券交易 | 2026-07-17 | - |
| CMB International Global Markets Limited | Rep | 證券交易 | 2021-09-17 | 2026-07-17 |
| CMB International Securities Limited | Rep | 證券交易 | 2018-04-03 | 2026-07-17 |
| ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2013-10-30 | 2017-04-28 |
| Rep | 提供資產管理 | 2013-10-30 | 2017-04-28 | |
| Rep | 證券交易 | 2013-10-30 | 2017-04-28 | |
| ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2012-03-22 | 2014-12-15 |
| Rep | 提供資產管理 | 2012-03-22 | 2014-12-15 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2007-12-18 | 2011-04-01 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2007-12-18 | 2011-04-01 |
已採集記錄中暫無金管局登記。