| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | RO | 就機構融資提供意見 | 2022-11-24 | - |
| RO | 就證券提供意見 | 2022-11-24 | - | |
| CLSA LIMITED | RO | 證券交易 | 2022-11-24 | - |
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2022-03-21 | 2022-11-24 |
| Rep | 就證券提供意見 | 2022-03-21 | 2022-11-24 | |
| CLSA LIMITED | Rep | 證券交易 | 2022-03-21 | 2022-11-24 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就機構融資提供意見 | 2008-01-02 | 2008-05-16 |
| Rep | 就證券提供意見 | 2008-01-02 | 2008-05-16 | |
| Rep | 證券交易 | 2008-01-02 | 2008-05-16 |
已採集記錄中暫無金管局登記。