| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NAN FUNG TRINITY (HK) LIMITED | Rep | 證券交易 | 2024-11-08 | - |
| Rep | 就證券提供意見 | 2021-11-25 | - | |
| Rep | 提供資產管理 | 2021-11-25 | - | |
| Parantoux Capital Limited | RO | 提供資產管理 | 2017-11-15 | 2020-07-15 |
| Rep | 提供資產管理 | 2017-09-26 | 2017-11-15 | |
| Sylebra Capital Limited | Rep | 提供資產管理 | 2014-02-04 | 2017-05-19 |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2008-06-23 | 2010-03-20 |
| Rep | 證券交易 | 2008-06-23 | 2010-03-20 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2007-12-20 | 2008-06-19 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2007-12-20 | 2008-06-19 |