| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-09-29 | - |
| Rep | 證券交易 | 2023-09-29 | - | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2020-07-03 | 2021-02-05 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2017-08-16 | 2021-02-05 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-10-10 | 2009-06-01 |
| Rep | 證券交易 | 2008-10-10 | 2009-06-01 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期貨合約交易 | 2007-12-24 | 2008-09-29 |
| Rep | 證券交易 | 2007-12-24 | 2008-09-29 |
已採集記錄中暫無金管局登記。