| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CASH Wealth Management Limited | Rep | 提供資產管理 | 2024-02-29 | - |
| VL ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2021-11-29 | 2023-12-25 |
| Rep | 提供資產管理 | 2021-09-14 | 2021-11-29 | |
| HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2016-01-22 | 2021-06-30 |
| Rep | 提供資產管理 | 2016-01-22 | 2021-06-30 | |
| Rep | 證券交易 | 2016-01-22 | 2021-06-30 | |
| HOORAY ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2014-05-16 | 2015-09-01 |
| CHINA TONGHAI (IA) LIMITED | Rep | 就證券提供意見 | 2012-12-13 | 2013-02-09 |
| QUAM ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2012-10-08 | 2012-11-09 |
| Rep | 提供資產管理 | 2012-10-08 | 2012-11-09 | |
| Rep | 就證券提供意見 | 2008-01-07 | 2010-12-23 | |
| Rep | 提供資產管理 | 2008-01-07 | 2010-12-23 |
已採集記錄中暫無金管局登記。