| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就期貨合約提供意見 | 2013-12-02 | 2014-11-27 |
| Rep | 就證券提供意見 | 2013-12-02 | 2014-11-27 | |
| Rep | 期貨合約交易 | 2013-12-02 | 2014-11-27 | |
| Rep | 證券交易 | 2013-12-02 | 2014-11-27 | |
| Rep | 證券交易 | 2013-03-01 | 2013-03-08 | |
| Rep | 證券交易 | 2012-03-20 | 2012-03-28 | |
| Rep | 證券交易 | 2011-10-31 | 2011-11-05 | |
| Rep | 證券交易 | 2010-11-01 | 2010-11-08 | |
| Rep | 證券交易 | 2009-03-09 | 2009-03-30 | |
| Rep | 證券交易 | 2008-07-02 | 2008-07-05 | |
| Rep | 證券交易 | 2008-01-14 | 2008-02-14 |