| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2009-07-07 | 2011-03-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2009-07-07 | 2011-03-01 |
| Rep | 槓桿式外匯交易 | 2009-07-07 | 2011-03-01 | |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2008-12-17 | 2009-06-23 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2008-05-19 | 2009-06-23 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2008-01-15 | 2009-06-23 |