| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GF Capital (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2015-07-23 | 2016-09-17 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2015-07-23 | 2016-09-17 |
| VMS Securities Limited | Rep | 就證券提供意見 | 2011-10-12 | 2015-03-31 |
| Rep | 提供資產管理 | 2011-10-12 | 2015-03-31 | |
| ORIENTAL PATRON ASIA LIMITED | Rep | 就機構融資提供意見 | 2008-01-21 | 2010-05-24 |