| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ANZ Securities (HK) Limited | RO | 證券交易 | 2012-11-19 | 2013-06-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2008-01-22 | 2008-10-21 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2008-01-22 | 2008-10-21 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-01-22 | 2008-10-21 |