| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2015-12-31 | 2016-03-31 |
| JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | 證券交易 | 2014-04-16 | 2014-10-15 |
| HKFAEx Group Limited | Rep | 就證券提供意見 | 2008-01-29 | 2009-02-27 |
| Rep | 提供資產管理 | 2008-01-29 | 2009-02-27 |