| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LCA Solutions Limited | Rep | 就證券提供意見 | 2021-11-01 | - |
| Rep | 提供資產管理 | 2021-11-01 | - | |
| Rep | 證券交易 | 2021-11-01 | - | |
| Saxo Capital Markets HK Limited | Rep | 期貨合約交易 | 2020-03-04 | 2021-03-18 |
| Rep | 證券交易 | 2020-03-04 | 2021-03-18 | |
| Rep | 槓桿式外匯交易 | 2020-03-04 | 2021-03-18 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2018-01-22 | 2020-01-31 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2017-10-30 | 2020-01-31 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2017-10-30 | 2020-01-31 |
| Rep | 證券交易 | 2017-10-30 | 2020-01-31 |
金管局記錄暫時無法載入，請稍後重試。