Personnel Hong Kong SFC License Details (ID 124522)

Personnel Hong Kong SFC License Details (ID 124522)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
ABCI CAPITAL LIMITED	Rep	就機構融資提供意見	2014-02-07	2014-04-09
	Rep	證券交易	2014-02-07	2014-04-09
ABCI Securities Company Limited	Rep	證券交易	2014-02-07	2014-04-09
GF Capital (Hong Kong) Limited	Rep	就機構融資提供意見	2011-11-10	2014-01-16
GF Securities (Hong Kong) Brokerage Limited	Rep	證券交易	2011-11-10	2014-01-16
CELESTIAL COMMODITIES LIMITED	Rep	期貨合約交易	2011-01-05	2011-07-05
CELESTIAL SECURITIES LIMITED	Rep	證券交易	2011-01-05	2011-07-05
Open Securities Limited	Rep	就證券提供意見	2010-08-20	2010-12-15
	Rep	期貨合約交易	2010-08-20	2010-12-15
	Rep	證券交易	2009-11-10	2010-12-15
Nerico Brothers Limited (HK)	Rep	期貨合約交易	2009-08-25	2009-10-30
	Rep	證券交易	2009-08-25	2009-10-30
CES Commodities (HK) Limited	Rep	期貨合約交易	2009-03-25	2009-05-21
Everbright Securities Investment Services (HK) Limited	Rep	證券交易	2009-02-12	2009-05-21
SOUTH CHINA RESEARCH LIMITED	Rep	就證券提供意見	2008-07-24	2008-10-15
SOUTH CHINA SECURITIES LIMITED	Rep	證券交易	2008-07-24	2008-10-15
MF Global Hong Kong Limited	Rep	槓桿式外匯交易	2008-03-04	2008-06-30