| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DAIXY Capital Management Limited | RO | 就證券提供意見 | 2018-05-07 | 2023-06-30 |
| RO | 提供資產管理 | 2018-05-07 | 2023-06-30 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2008-03-03 | 2008-03-31 |
| Rep | 就證券提供意見 | 2008-03-03 | 2008-03-31 | |
| Rep | 證券交易 | 2008-03-03 | 2008-03-31 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2008-03-03 | 2008-03-31 |
| Rep | 就證券提供意見 | 2008-03-03 | 2008-03-31 | |
| Rep | 證券交易 | 2008-03-03 | 2008-03-31 |