| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Futu Securities International (HONG KONG) Limited | Rep | 就期貨合約提供意見 | 2025-11-21 | - |
| Rep | 就證券提供意見 | 2025-11-21 | - | |
| Rep | 期貨合約交易 | 2025-11-21 | - | |
| Rep | 證券交易 | 2025-11-21 | - | |
| Rep | 槓桿式外匯交易 | 2025-11-21 | - | |
| Changjiang Securities Brokerage (HK) Limited | Rep | 證券交易 | 2024-08-23 | 2025-09-29 |
| SBI China Capital Financial Services Limited | RO | 證券交易 | 2024-02-27 | 2024-08-16 |
| Rep | 就證券提供意見 | 2022-11-23 | 2024-08-16 | |
| Rep | 提供資產管理 | 2022-11-23 | 2024-08-16 | |
| Rep | 證券交易 | 2022-10-19 | 2024-02-27 | |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2017-10-31 | 2022-09-24 |
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