| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Eddid Securities and Futures Limited | RO | 槓桿式外匯交易 | 2026-06-12 | - |
| Rep | 槓桿式外匯交易 | 2023-05-02 | 2026-06-12 | |
| Rep | 槓桿式外匯交易 | 2022-06-28 | 2022-12-28 | |
| Rep | 期貨合約交易 | 2019-06-20 | - | |
| Rep | 證券交易 | 2019-06-20 | - | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2017-10-31 | 2019-04-30 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2017-10-31 | 2019-04-30 |