| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 期貨合約交易 | 2012-04-16 | 2012-08-01 |
| Rep | 證券交易 | 2012-04-16 | 2012-08-01 | |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 期貨合約交易 | 2012-04-16 | 2012-08-01 |
| Rep | 證券交易 | 2012-04-16 | 2012-08-01 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 期貨合約交易 | 2008-03-04 | 2009-10-15 |
| Rep | 證券交易 | 2008-03-04 | 2009-10-15 |