| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2021-02-10 | 2025-06-10 |
| Rep | 證券交易 | 2021-02-10 | 2025-06-10 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2018-10-18 | 2020-12-22 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2018-10-05 | 2020-12-22 |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 證券交易 | 2017-11-01 | 2018-05-17 |