| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2022-03-01 | - |
| Rep | 期貨合約交易 | 2022-03-01 | - | |
| Rep | 證券交易 | 2022-03-01 | - | |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2019-07-29 | 2022-01-03 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2016-04-15 | 2019-06-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2016-04-15 | 2019-06-30 |
| Rep | 證券交易 | 2016-04-15 | 2019-06-30 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-06-10 | 2011-05-16 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2008-03-03 | 2011-05-16 |
已採集記錄中暫無金管局登記。