| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ARISTO SECURITIES LIMITED | RO | 證券交易 | 2025-06-30 | - |
| CSC SECURITIES (HK) LIMITED | RO | 證券交易 | 2023-12-12 | 2024-02-15 |
| Rep | 證券交易 | 2023-11-08 | 2023-12-12 | |
| Wealth Link Securities Limited | RO | 證券交易 | 2023-08-01 | 2023-10-04 |
| GRAND FU INTERNATIONAL SECURITIES LIMITED | RO | 證券交易 | 2020-06-22 | 2022-11-28 |
| Rep | 證券交易 | 2020-06-12 | 2020-06-22 | |
| Grand Cartel Securities Company Limited | RO | 證券交易 | 2014-05-27 | 2019-12-31 |
| Rep | 證券交易 | 2009-05-26 | 2014-05-27 |