| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | RO | 就期貨合約提供意見 | 2012-06-14 | 2013-04-30 |
| RO | 期貨合約交易 | 2012-06-14 | 2013-04-30 | |
| YUANTA FUTURES (HK) CO., LIMITED | RO | 就期貨合約提供意見 | 2012-02-24 | 2013-04-30 |
| RO | 期貨合約交易 | 2012-02-24 | 2013-04-30 | |
| Yuanta Asia Investment (Hong Kong) Limited | RO | 就期貨合約提供意見 | 2011-11-16 | 2013-04-30 |
| RO | 期貨合約交易 | 2011-11-16 | 2013-04-30 | |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2008-04-11 | 2009-07-10 |