| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2010-04-13 | 2011-06-13 |
| Rep | 期貨合約交易 | 2010-04-13 | 2011-06-13 | |
| Rep | 證券交易 | 2010-04-13 | 2011-06-13 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2009-09-17 | 2009-11-26 |
| Rep | 證券交易 | 2009-09-17 | 2009-11-26 | |
| Rep | 期貨合約交易 | 2008-03-10 | 2008-12-06 | |
| Rep | 證券交易 | 2008-03-10 | 2008-12-06 |