| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2010-06-24 | 2011-04-06 |
| Rep | 就證券提供意見 | 2009-11-26 | 2010-06-24 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 證券交易 | 2009-07-15 | 2009-09-25 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2008-03-13 | 2009-05-21 |