| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| YF FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2010-01-07 | 2010-11-13 |
| YF SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2010-01-07 | 2010-11-13 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2008-03-11 | 2009-09-28 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2008-03-11 | 2009-09-28 |
| Rep | 證券交易 | 2008-03-11 | 2009-09-28 |