| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2021-07-16 | 2023-12-29 |
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2014-03-19 | 2021-04-14 |
| Rep | 證券交易 | 2014-03-19 | 2021-04-14 | |
| BEAR STEARNS ASIA LIMITED | Rep | 期貨合約交易 | 2008-03-17 | 2008-05-30 |
| Rep | 證券交易 | 2008-03-17 | 2008-05-30 |