| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SOLARSTONE CAPITAL LIMITED | RO | 證券交易 | 2026-03-26 | - |
| Emperor Asset Management Limited | Rep | 就證券提供意見 | 2025-03-27 | 2025-05-21 |
| RO | 就證券提供意見 | 2024-09-20 | 2025-03-27 | |
| RO | 提供資產管理 | 2024-09-20 | 2025-05-21 | |
| EMPEROR FUTURES LIMITED | RO | 就期貨合約提供意見 | 2023-10-30 | 2025-03-28 |
| RO | 期貨合約交易 | 2023-10-30 | 2025-12-31 | |
| EMPEROR SECURITIES LIMITED (HK) | RO | 就證券提供意見 | 2023-10-30 | 2025-03-25 |
| RO | 證券交易 | 2023-10-30 | 2025-12-31 | |
| Emperor Asset Management Limited | Rep | 提供資產管理 | 2021-10-28 | 2024-09-20 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2021-10-28 | 2023-10-30 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就證券提供意見 | 2021-10-28 | 2023-10-30 |
| Rep | 證券交易 | 2021-10-28 | 2023-10-30 | |
| Arta Global Futures Limited | RO | 期貨合約交易 | 2020-10-16 | 2021-10-14 |
| ARTA GLOBAL MARKETS LIMITED | RO | 提供資產管理 | 2020-10-16 | 2021-10-14 |
| RO | 證券交易 | 2020-10-16 | 2021-10-14 | |
| Arta Global Futures Limited | Rep | 期貨合約交易 | 2020-07-14 | 2020-10-16 |
| ARTA GLOBAL MARKETS LIMITED | Rep | 提供資產管理 | 2020-07-14 | 2020-10-16 |
| Rep | 證券交易 | 2020-07-14 | 2020-10-16 | |
| Rep | 就證券提供意見 | 2020-07-14 | 2021-10-14 | |
| FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2019-06-06 | 2020-06-22 |
| FULBRIGHT SECURITIES LIMITED | Rep | 就證券提供意見 | 2019-06-06 | 2020-06-22 |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2019-05-14 | 2020-06-22 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2019-05-14 | 2020-06-22 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2011-11-22 | 2019-04-28 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2011-11-22 | 2019-04-28 |
| EAST ASIA FUTURES LIMITED | Rep | 期貨合約交易 | 2008-04-18 | 2011-04-28 |
已採集記錄中暫無金管局登記。