| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 期貨合約交易 | 2010-05-24 | 2010-11-16 |
| Rep | 證券交易 | 2010-05-24 | 2010-11-16 | |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2010-05-24 | 2010-11-16 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2009-09-30 | 2010-03-03 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 就證券提供意見 | 2008-07-16 | 2010-03-03 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2008-07-16 | 2010-03-03 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2008-03-31 | 2008-04-15 |
| Rep | 證券交易 | 2008-03-31 | 2008-04-15 |