| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | Rep | 就證券提供意見 | 2026-07-03 | - |
| China Securities (International) Corporate Finance Company Limited | Rep | 就機構融資提供意見 | 2026-07-03 | - |
| China Securities (International) Brokerage Company Limited | Rep | 證券交易 | 2026-06-01 | - |
| China Securities (International) Corporate Finance Company Limited | Rep | 證券交易 | 2026-06-01 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2021-11-30 | 2026-02-05 |
| China Renaissance Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2019-11-05 | 2021-07-17 |
| Rep | 就證券提供意見 | 2019-11-05 | 2021-07-17 | |
| Rep | 證券交易 | 2019-11-05 | 2021-07-17 | |
| DBS ASIA CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2017-11-10 | 2019-09-25 |
| Rep | 就證券提供意見 | 2017-11-10 | 2019-09-25 | |
| Rep | 證券交易 | 2017-11-10 | 2019-09-25 |
已採集記錄中暫無金管局登記。