| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | 就機構融資提供意見 | 2020-12-23 | - |
| RO | 就證券提供意見 | 2020-12-23 | - | |
| RO | 證券交易 | 2020-12-23 | - | |
| Rep | 就機構融資提供意見 | 2020-06-01 | 2020-12-23 | |
| Rep | 就證券提供意見 | 2020-06-01 | 2020-12-23 | |
| Rep | 證券交易 | 2020-06-01 | 2020-12-23 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就機構融資提供意見 | 2015-10-29 | 2020-02-26 |
| Rep | 證券交易 | 2015-10-29 | 2020-02-26 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就機構融資提供意見 | 2012-01-13 | 2015-08-25 |
| Rep | 就證券提供意見 | 2012-01-13 | 2015-08-25 | |
| Rep | 證券交易 | 2012-01-13 | 2015-08-25 | |
| RBS Asia Corporate Finance Limited | Rep | 就機構融資提供意見 | 2008-04-14 | 2011-07-05 |
| Rep | 證券交易 | 2008-04-14 | 2011-07-05 |
已採集記錄中暫無金管局登記。