| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2011-10-17 | 2014-04-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2011-10-17 | 2014-04-04 |
| RBS Asia Corporate Finance Limited | Rep | 就機構融資提供意見 | 2008-04-14 | 2009-01-16 |
| Rep | 證券交易 | 2008-04-14 | 2009-01-16 |