Bertrand, Jean-Charles Hong Kong SFC License Details (ID 125006)

Bertrand, Jean-Charles Hong Kong SFC License Details (ID 125006)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
HSBC Global Asset Management (Hong Kong) Limited	Rep	就證券提供意見	2025-10-10	2025-10-16
	Rep	證券交易	2025-10-10	2025-10-16
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	就證券提供意見	2025-10-10	2025-10-16
	Rep	證券交易	2025-10-10	2025-10-16
HSBC Global Asset Management (Hong Kong) Limited	Rep	就證券提供意見	2025-06-19	2025-06-25
	Rep	證券交易	2025-06-19	2025-06-25
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	就證券提供意見	2025-06-19	2025-06-25
	Rep	證券交易	2025-06-19	2025-06-25
HSBC Global Asset Management (Hong Kong) Limited	Rep	就證券提供意見	2025-02-10	2025-02-19
	Rep	證券交易	2025-02-10	2025-02-19
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	就證券提供意見	2025-02-10	2025-02-19
	Rep	證券交易	2025-02-10	2025-02-19
HSBC Global Asset Management (Hong Kong) Limited	Rep	證券交易	2019-06-20	2019-06-28
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	證券交易	2019-06-20	2019-06-28
Halbis Capital Management (Hong Kong) Limited	Rep	證券交易	2010-06-23	2010-07-07
HSBC Global Asset Management (Hong Kong) Limited	Rep	證券交易	2010-06-23	2010-07-07
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	證券交易	2010-06-23	2010-07-07
SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED	Rep	證券交易	2008-04-09	2008-04-11