| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BSI Investment Advisors (Hong Kong) Limited | Rep | 就證券提供意見 | 2011-01-27 | 2011-04-27 |
| Rep | 證券交易 | 2011-01-27 | 2011-04-27 | |
| Julius Baer (Hong Kong) Limited | Rep | 就證券提供意見 | 2010-11-05 | 2010-12-22 |
| Rep | 證券交易 | 2010-11-05 | 2010-12-22 | |
| Belvest Investment Services Limited | Rep | 就證券提供意見 | 2009-06-15 | 2010-09-17 |
| Rep | 提供資產管理 | 2009-06-15 | 2010-09-17 | |
| Tyche Group Limited | Rep | 就證券提供意見 | 2008-04-11 | 2009-06-01 |
| Rep | 提供資產管理 | 2008-04-11 | 2009-06-01 |