| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Lion Futures Limited | Rep | 期貨合約交易 | 2020-05-19 | 2021-06-30 |
| Lion International Securities Group Limited | Rep | 證券交易 | 2020-05-19 | 2021-06-30 |
| JS SECURITIES LIMITED (HK) | Rep | 就證券提供意見 | 2017-11-15 | 2020-02-28 |
| Rep | 證券交易 | 2017-11-15 | 2020-02-28 | |
| XINHUI INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2017-11-15 | 2020-04-01 |