| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2026-04-14 | - |
| Rep | 證券交易 | 2026-04-14 | - | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2020-05-05 | 2020-11-30 |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2020-04-29 | 2020-11-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2020-04-29 | 2020-11-30 |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2017-11-15 | 2020-04-05 |
| Rep | 證券交易 | 2017-11-15 | 2020-04-05 |