| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2022-05-04 | 2025-10-31 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2022-05-04 | 2025-10-31 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2022-05-04 | 2025-10-31 |
| Rep | 證券交易 | 2022-05-04 | 2025-10-31 | |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2008-06-02 | 2009-06-30 |